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1200 Prospect St Suite 200, La Jolla, CA 92037 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MD | RA | APPROVED | 2025-11-04 |
Branch Locations
1200 Prospect St Suite 200, La Jolla, CA 92037 • United States
3202 Tower Oaks Blvd. Ste. 400, Rockville, MD 20852-4219 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Isaacson Miller Inc | Boston | MA | 05/2015 | 07/2019 |
| The Sara Brandston Group | New York | NY | 02/2020 | 01/2021 |
| Adam Seiden | New York | NY | 01/2021 | 06/2021 |
| Cambridge Investment Research Inc | Fairfield | IA | 02/2020 | 01/2021 |
| Unemployed | New York | NY | 07/2019 | 02/2020 |
| Northwestern Mutual Investment Services Llc | New York | NY | 02/2022 | 03/2022 |
| Adam Seiden | New York | NY | 06/2021 | 04/2022 |
| Spc Financial, Inc. | Rockville | MD | 04/2022 | 11/2025 |
| Alphacore Capital Llc | La Jolla | CA | 11/2025 | Present |
Producing agent for an affiliate of the Adviser, AlphaCore Insurance Services, an insurance agency as of November 2025. Investment related activities as an insurance agent. May conduct insurance agent activities from 1200 Prospect St. Ste. 200 La Jolla, CA 92037. Adviser may offer insurance products and services to clients of the Adviser. Anticipated to spend approximately 1-3 hours per week during trading hours on these activities.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-02-09 |
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