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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2023-06-05
TX RA APPROVED 2023-06-05
  • MN RA
    APPROVED
    Since 2023-06-05
  • TX RA
    APPROVED
    Since 2023-06-05

Branch Locations

400 1St St S Ste 300, St Cloud, MN 56301 • United States

Waite Park, MN • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cetera Investment Services St. Cloud MN 03/2022 Present
Unemployed Little Falls MN 12/2021 03/2022
Bremer Bank Fargo ND 06/2021 12/2021
Full Time Student Fargo ND 09/2020 06/2021
Full Time Student Fargo ND 09/2019 05/2020
Northwestern Mutual Fargo ND 05/2020 09/2020
Eagles Landing Golf Course Little Falls MN 05/2019 09/2019
Full Time Student Fargo ND 08/2018 05/2019
Eagles Landing Golf Course Fort Ripley MN 05/2018 08/2018
Full Time Student Little Falls MN 09/2017 05/2018
Eagles Landing Golf Course Fort Ripley MN 05/2017 09/2017
Full Time Student Little Falls MN 09/2016 05/2017
Eagles Landing Golf Course Fort Ripley MN 05/2016 09/2016
Cetera Investment Advisers Llc Schaumburg IL 06/2023 Present
Cetera Wealth Services, Llc El Segundo CA 09/2024 Present
Cetera Financial Specialists Llc Saint Cloud MN 11/2024 Present
  • 03/2022 → Present
    Cetera Investment Services
    St. Cloud, MN
  • 12/2021 → 03/2022
    Unemployed
    Little Falls, MN
  • 06/2021 → 12/2021
    Bremer Bank
    Fargo, ND
  • 09/2020 → 06/2021
    Full Time Student
    Fargo, ND
  • 09/2019 → 05/2020
    Full Time Student
    Fargo, ND
  • 05/2020 → 09/2020
    Northwestern Mutual
    Fargo, ND
  • 05/2019 → 09/2019
    Eagles Landing Golf Course
    Little Falls, MN
  • 08/2018 → 05/2019
    Full Time Student
    Fargo, ND
  • 05/2018 → 08/2018
    Eagles Landing Golf Course
    Fort Ripley, MN
  • 09/2017 → 05/2018
    Full Time Student
    Little Falls, MN
  • 05/2017 → 09/2017
    Eagles Landing Golf Course
    Fort Ripley, MN
  • 09/2016 → 05/2017
    Full Time Student
    Little Falls, MN
  • 05/2016 → 09/2016
    Eagles Landing Golf Course
    Fort Ripley, MN
  • 06/2023 → Present
    Schaumburg, IL
  • 09/2024 → Present
    Cetera Wealth Services, Llc
    El Segundo, CA
  • 11/2024 → Present
    Cetera Financial Specialists Llc
    Saint Cloud, MN
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-06-03
  • S66 Uniform Combined State Law Examination
    2023-06-03
Other Names
  • Connor Ryan Gradin

View on SEC IAPD

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