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Current Employers
Northwestern Mutual Investment Services, Llc

720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2026-02-12
  • CO RA
    APPROVED
    Since 2026-02-12

Branch Locations

90 S Cascade Ave Ste 1000, Colorado Spgs, CO 80903 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination Yes
Employment History
OrganizationCityStateFromTo
Armitage And Mcmillan Denver CO 11/2015 03/2017
Charter Communications Colorado Springs CO 03/2017 03/2018
Water Works Car Wash And Detail Colorado Springs CO 03/2018 03/2019
Comcast Colorado Springs CO 09/2018 10/2018
Usaa Colorado Springs CO 03/2019 03/2020
T Rowe Price Colorado Springs CO 03/2020 01/2024
Empower Financial Services, Inc Greenwood Village CO 01/2024 03/2025
Empower Advisory Group, Llc Greenwood Village CO 01/2024 03/2025
Unemployed Colorado Springs CO 03/2025 07/2025
Principal Securities, Inc. Colorado Springs CO 07/2025 09/2025
Principal Life Insurance Company Colorado Springs CO 07/2025 09/2025
Unemployed Colorado Springs CO 09/2025 12/2025
Northwestern Mutual Life Insurance Company Milwaukee WI 12/2025 Present
Northwestern Mutual Investment Services Llc Colorado Spgs WI 01/2026 Present
Kevin F Kaveney Colorado Spgs CO 06/2025 07/2025
Northwestern Mutual Wealth Management Company Milwaukee WI 03/2026 Present
  • 11/2015 → 03/2017
    Armitage And Mcmillan
    Denver, CO
  • 03/2017 → 03/2018
    Charter Communications
    Colorado Springs, CO
  • 03/2018 → 03/2019
    Water Works Car Wash And Detail
    Colorado Springs, CO
  • 09/2018 → 10/2018
    Comcast
    Colorado Springs, CO
  • 03/2019 → 03/2020
    Usaa
    Colorado Springs, CO
  • 03/2020 → 01/2024
    T Rowe Price
    Colorado Springs, CO
  • 01/2024 → 03/2025
    Empower Financial Services, Inc
    Greenwood Village, CO
  • 01/2024 → 03/2025
    Greenwood Village, CO
  • 03/2025 → 07/2025
    Unemployed
    Colorado Springs, CO
  • 07/2025 → 09/2025
    Principal Securities, Inc.
    Colorado Springs, CO
  • 07/2025 → 09/2025
    Principal Life Insurance Company
    Colorado Springs, CO
  • 09/2025 → 12/2025
    Unemployed
    Colorado Springs, CO
  • 12/2025 → Present
    Northwestern Mutual Life Insurance Company
    Milwaukee, WI
  • 01/2026 → Present
    Colorado Spgs, WI
  • 06/2025 → 07/2025
    Kevin F Kaveney
    Colorado Spgs, CO
  • 03/2026 → Present
    Northwestern Mutual Wealth Management Company
    Milwaukee, WI
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-02-06
S63 Uniform Securities Agent State Law Examination 2022-05-10
  • S66 Uniform Combined State Law Examination
    2023-02-06
  • S63 Uniform Securities Agent State Law Examination
    2022-05-10
Other Names
  • Michael Dye
  • Michael Leander Dye
  • Michael Dye
  • Michael L Dye

View on SEC IAPD

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