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Michael Difabio

Edward Jones

Latham, NY

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Current Employers
Edward Jones

12555 Manchester Rd, St. Louis, MO 63131 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-06-29
MO RA APPROVED 2020-06-04
  • NY RA
    APPROVED
    Since 2021-06-29
  • MO RA
    APPROVED
    Since 2020-06-04

Branch Locations

596 New Loudon Rd, Latham, NY 12110-4024 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Edward Jones St Louis MO 03/2020 Present
Albany Pet Lodge Albany NY 05/2016 01/2018
Student None NY 09/2015 05/2017
David Phillips Cpa Albany NY 05/2017 08/2017
Student No City NY 01/2018 05/2018
Sherwin Williams Albany NY 05/2018 03/2020
  • 03/2020 → Present
    Edward Jones
    St Louis, MO
  • 05/2016 → 01/2018
    Albany Pet Lodge
    Albany, NY
  • 09/2015 → 05/2017
    Student
    None, NY
  • 05/2017 → 08/2017
    David Phillips Cpa
    Albany, NY
  • 01/2018 → 05/2018
    Student
    No City, NY
  • 05/2018 → 03/2020
    Sherwin Williams
    Albany, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-06-02
  • S66 Uniform Combined State Law Examination
    2020-06-02
Other Names
  • Michael Jared Difabio

View on SEC IAPD

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EAGLE STRATEGIES LLC
MML INVESTORS SERVICES, LLC
CAPABLE WEALTH, LLC
LPL FINANCIAL LLC
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC
GALLAGHER FIDUCIARY ADVISORS, LLC

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Becky M Sciortino
CHRISTOPHER MICHAEL INGEMIE
DAVID P MARTIN
DANIEL SCOTT SULLIVAN
Nicholas Arthur Mattiello
John Michael Daniels
Zachary T Rupert
Christopher Welfley

Other Offices

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · LATHAM, NY
AMERIPRISE FINANCIAL SERVICES, LLC · Latham, NY
EAGLE STRATEGIES LLC · LATHAM, NY
MML INVESTORS SERVICES, LLC · LATHAM, NY
CAPABLE WEALTH, LLC · LATHAM, NY
LPL FINANCIAL LLC · LATHAM, NY
LPL FINANCIAL LLC · LATHAM, NY
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC · LATHAM, NY

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