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Nicholas James Gerlach

Empower Financial Advisory, LLC

Glastonbury, CT

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Current Employers
Empower Financial Advisory, Llc

655 Winding Brook Drive, Glastonbury, CT 06033 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2022-04-18
  • CT RA
    APPROVED
    Since 2022-04-18

Branch Locations

655 Winding Brook Drive, Glastonbury, CT 06033 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Boyle And Fogarty Construction Smithfield RI 10/2007 09/2017
Mercer Norwood MA 02/2019 11/2019
Northwestern Mutual Providence RI 02/2020 05/2020
Empower Financial Advisory, Llc Glastonbury CT 03/2021 Present
Unemployed Greenville RI 05/2018 02/2019
Bryant University Smithfield RI 09/2014 05/2018
Winfield Funeral Home Greenville RI 07/2020 03/2021
Jasmac Inc Providence RI 11/2020 03/2021
  • 10/2007 → 09/2017
    Boyle And Fogarty Construction
    Smithfield, RI
  • 02/2019 → 11/2019
    Mercer
    Norwood, MA
  • 02/2020 → 05/2020
    Northwestern Mutual
    Providence, RI
  • 03/2021 → Present
    Empower Financial Advisory, Llc
    Glastonbury, CT
  • 05/2018 → 02/2019
    Unemployed
    Greenville, RI
  • 09/2014 → 05/2018
    Bryant University
    Smithfield, RI
  • 07/2020 → 03/2021
    Winfield Funeral Home
    Greenville, RI
  • 11/2020 → 03/2021
    Jasmac Inc
    Providence, RI
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2022-04-18
  • S65 Uniform Investment Adviser Law Examination
    2022-04-18
Other Names
  • Nicholas Gerlach

View on SEC IAPD

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Other Offices

USI ADVISORS · GLASTONBURY, CT
USI SECURITIES, INC. · GLASTONBURY, CT
AMERIPRISE FINANCIAL SERVICES, LLC · Glastonbury, CT
CETERA INVESTMENT ADVISERS LLC · GLASTONBURY, CT
AMERIPRISE FINANCIAL SERVICES, LLC · GLASTONBURY, CT
JANNEY MONTGOMERY SCOTT LLC · Glastonbury, CT
INTEGRATED WEALTH CONCEPTS LLC · GLASTONBURY, CT
CORNERSTONE PLANNING GROUP · Glastonbury, CT

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