James Patrick Talley

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Current Employers

Edward Jones

12555 Manchester Rd, St. Louis, MO 63131 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2018-12-17
IA	RA	APPROVED	2007-02-06

TX RA
APPROVED_RES

Since 2018-12-17
IA RA
APPROVED

Since 2007-02-06

Branch Locations

2703 Beaver Avenue, Des Moines, IA 50310 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Edward Jones Investments	St. Louis	MO	12/2004	Present

12/2004 → Present

Edward Jones Investments

St. Louis, MO

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2007-01-29
S63	Uniform Securities Agent State Law Examination	2005-02-18

S66 Uniform Combined State Law Examination

2007-01-29
S63 Uniform Securities Agent State Law Examination

2005-02-18

Designations

View on SEC IAPD

Other Firms

OSAIC INSTITUTIONS, INC.

EQUITABLE ADVISORS, LLC

LPL FINANCIAL LLC

OSAIC WEALTH, INC.

WEST FINANCIAL ADVISORS, L.L.C.

AVANTAX PLANNING PARTNERS, INC.

PROSPECTIVE VALUE PARTNERS LLC

Other Investors

Kathryn Leeper Hooper

ROGER ROBERT RUDEN

Christian Harrison Rogers

ARRON STEVEN CRAMER

RICHARD STEVENS YODER

CHRISTOPHER E JANDA

Other Offices

OSAIC INSTITUTIONS, INC. · Des Moines, IA

EQUITABLE ADVISORS, LLC · DES MOINES, IA

LPL FINANCIAL LLC · DES MOINES, IA

OSAIC WEALTH, INC. · DES MOINES, IA

EDWARD JONES · DES MOINES, IA

WEST FINANCIAL ADVISORS, L.L.C. · DES MOINES, IA

AVANTAX PLANNING PARTNERS, INC. · Des Moines, IA

PROSPECTIVE VALUE PARTNERS LLC · DES MOINES, IA

More in Des Moines, IA

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