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Sophia A Abrams

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Las Vegas, NV

La Jolla, CA

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
NV RA APPROVED 2025-10-16
TX RA APPROVED 2021-07-15
CA RA APPROVED 2021-05-25
  • NV RA
    APPROVED
    Since 2025-10-16
  • TX RA
    APPROVED
    Since 2021-07-15
  • CA RA
    APPROVED
    Since 2021-05-25

Branch Locations

6900 Westcliff Dr, Las Vegas, NV 89145 • United States

7680 Girard Ave Global Human Resources- The Academy, La Jolla, CA 92037 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Chandler AZ 01/2020 Present
Bank Of America, N.A. Chandler AZ 01/2020 Present
Wells Fargo Chandler AZ 08/2018 12/2019
Northern Arizona University Flagstaff AZ 08/2018 10/2019
Chandler-Gilbert Community College Mesa AZ 01/2018 10/2019
Paradise Valley Community College Phoenix AZ 08/2015 12/2017
Wasted Grain Scottsdale AZ 08/2016 10/2017
  • 01/2020 → Present
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Chandler, AZ
  • 01/2020 → Present
    Bank Of America, N.A.
    Chandler, AZ
  • 08/2018 → 12/2019
    Wells Fargo
    Chandler, AZ
  • 08/2018 → 10/2019
    Northern Arizona University
    Flagstaff, AZ
  • 01/2018 → 10/2019
    Chandler-Gilbert Community College
    Mesa, AZ
  • 08/2015 → 12/2017
    Paradise Valley Community College
    Phoenix, AZ
  • 08/2016 → 10/2017
    Wasted Grain
    Scottsdale, AZ
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-05-24
  • S66 Uniform Combined State Law Examination
    2021-05-24
Other Names
  • Sophia Ann Elliott

View on SEC IAPD

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Other Offices

YH&C INVESTMENTS INC. · LAS VEGAS, NV
MM MACHINE, LLC · LAS VEGAS, NV
QUANTIFIX CAPITAL MANAGEMENT, LLC · LAS VEGAS, NV
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · LAS VEGAS, NV
AI AGENT CAPITAL, LLC · LAS VEGAS, NV
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