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De Gao

Gao Investments

Las Vegas, NV

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Current Employers
Gao Investments

325 E Warm Springs Rd Ste 102, Las Vegas, NV 89119 • United States

Current Registrations

AuthorityCategoryStatusDate
NV RA APPROVED 2023-08-30
  • NV RA
    APPROVED
    Since 2023-08-30

Branch Locations

325 E Warm Springs Rd Ste 102, Las Vegas, NV 89119 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action Yes
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Live Venture Las Vegas NV 01/2012 Present
Appliance Recycling Centers Of America Inc Minneapolis MN 05/2015 01/2020
Canopy Mortgage Las Vegas NV 06/2020 Present
  • 01/2012 → Present
    Live Venture
    Las Vegas, NV
  • 05/2015 → 01/2020
    Appliance Recycling Centers Of America Inc
    Minneapolis, MN
  • 06/2020 → Present
    Canopy Mortgage
    Las Vegas, NV
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2015-08-31
  • S65 Uniform Investment Adviser Law Examination
    2015-08-31
Other Names
  • Dennis Gao

View on SEC IAPD

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