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18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2024-07-30 |
| CT | RA | APPROVED | 2024-07-30 |
| NY | RA | APPROVED | 2024-07-30 |
Branch Locations
399 Knollwood Road Suite 216, White Plains, NY 10603 • United States
West Hollywood, CA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| David Lerner Associates, Inc. | White Plains | NY | 08/2016 | 02/2019 |
| First Allied Securities, Inc | San Diego | CA | 02/2019 | 09/2022 |
| First Allied Advisory Services, Inc | San Diego | CA | 02/2019 | 11/2020 |
| First Allied Advisory Services | Schaumburg | IL | 11/2020 | Present |
| Cetera Advisors Llc | White Plains | NY | 09/2022 | 07/2024 |
| Osaic | White Plains | NY | 07/2024 | Present |
1. NATIONAL LIFE GROUP POSITION: Agent NATURE: Insurance agency INVESTMENT RELATED: Yes NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 10 START DATE: 02/18/2019 ADDRESS: 1 National Life Drive, Montpelier VT 05604 DESCRIPTION: Insurance agent where I utilize some of their insurance products such as life insurance and annuities for my clients. 2. EMPIRE SOUTH FINANCIAL POSITION: Financial Advisor NATURE: DBA name -LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 02/21/2019 ADDRESS: 1430 North Harper Ave, Apt 401, West Hollywood CA 90046 DESCRIPTION: Financial advisor - Empire South Financial is our DBA name. 3. IURATO WEALTH MANAGEMENT LLC POSITION: Owner/President NATURE: LLC taxed as s-corp INVESTMENT RELATED: Yes NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 05/19/2026 ADDRESS: 1430 North Harper Ave, Apt 401, West Hollywood CA 90046, United States DESCRIPTION: Administrative duties to pay office related expenses / operating costs.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2017-01-17 |
| S63 | Uniform Securities Agent State Law Examination | 2016-12-12 |
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