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Current Employers
Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2024-07-30
CT RA APPROVED 2024-07-30
NY RA APPROVED 2024-07-30
  • CA RA
    APPROVED
    Since 2024-07-30
  • CT RA
    APPROVED
    Since 2024-07-30
  • NY RA
    APPROVED
    Since 2024-07-30

Branch Locations

399 Knollwood Road Suite 216, White Plains, NY 10603 • United States

West Hollywood, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
David Lerner Associates, Inc. White Plains NY 08/2016 02/2019
First Allied Securities, Inc San Diego CA 02/2019 09/2022
First Allied Advisory Services, Inc San Diego CA 02/2019 11/2020
First Allied Advisory Services Schaumburg IL 11/2020 Present
Cetera Advisors Llc White Plains NY 09/2022 07/2024
Osaic White Plains NY 07/2024 Present
  • 08/2016 → 02/2019
    David Lerner Associates, Inc.
    White Plains, NY
  • 02/2019 → 09/2022
    First Allied Securities, Inc
    San Diego, CA
  • 02/2019 → 11/2020
    First Allied Advisory Services, Inc
    San Diego, CA
  • 11/2020 → Present
    First Allied Advisory Services
    Schaumburg, IL
  • 09/2022 → 07/2024
    Cetera Advisors Llc
    White Plains, NY
  • 07/2024 → Present
    Osaic
    White Plains, NY
Previous Registrations
Other Businesses

1. NATIONAL LIFE GROUP POSITION: Agent NATURE: Insurance agency INVESTMENT RELATED: Yes NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 10 START DATE: 02/18/2019 ADDRESS: 1 National Life Drive, Montpelier VT 05604 DESCRIPTION: Insurance agent where I utilize some of their insurance products such as life insurance and annuities for my clients. 2. EMPIRE SOUTH FINANCIAL POSITION: Financial Advisor NATURE: DBA name -LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 02/21/2019 ADDRESS: 1430 North Harper Ave, Apt 401, West Hollywood CA 90046 DESCRIPTION: Financial advisor - Empire South Financial is our DBA name. 3. IURATO WEALTH MANAGEMENT LLC POSITION: Owner/President NATURE: LLC taxed as s-corp INVESTMENT RELATED: Yes NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 05/19/2026 ADDRESS: 1430 North Harper Ave, Apt 401, West Hollywood CA 90046, United States DESCRIPTION: Administrative duties to pay office related expenses / operating costs.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2017-01-17
S63 Uniform Securities Agent State Law Examination 2016-12-12
  • S65 Uniform Investment Adviser Law Examination
    2017-01-17
  • S63 Uniform Securities Agent State Law Examination
    2016-12-12

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