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Chloe Brown Williams

Osaic Wealth, Inc.

La Jolla, CA

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Current Employers
Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-01-24
  • CA RA
    APPROVED
    Since 2025-01-24

Branch Locations

4250 Executive Square Suite #700, La Jolla, CA 92037 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lincoln Financial Advisors Corporation San Diego CA 06/2021 01/2025
Uc Berkeley Berkeley CA 07/2017 05/2021
Student Solana Beach CA 01/2011 06/2017
Osaic Wealth, Inc. La Jolla CA 01/2025 Present
  • 06/2021 → 01/2025
    Lincoln Financial Advisors Corporation
    San Diego, CA
  • 07/2017 → 05/2021
    Uc Berkeley
    Berkeley, CA
  • 01/2011 → 06/2017
    Student
    Solana Beach, CA
  • 01/2025 → Present
    Osaic Wealth, Inc.
    La Jolla, CA
Previous Registrations
  • 2022-04-22 → 2025-01-24
    Osaic Fa, Inc.
    La Jolla, CA
    San Diego, CA
    La Jolla, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-04-19
  • S66 Uniform Combined State Law Examination
    2022-04-19

View on SEC IAPD

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