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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2022-05-18 |
Branch Locations
1187 Troy Schenectady Road, Latham, NY 12110 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Nylife Securities, Llc | Latham | NY | 08/2016 | 08/2018 |
| New York Life | Latham | NY | 06/2016 | 08/2018 |
| Northwestern Mutual Life Insurance Company | Milwaukee | WI | 09/2018 | 08/2019 |
| Northwestern Mutual Investment Services Llc | Latham | NY | 09/2018 | 08/2019 |
| Northwestern Mutual Wealth Management Company | Milwaukee | WI | 10/2018 | 08/2019 |
| Cuna Mutual Group | Waverly | IA | 09/2019 | Present |
| Cuna Brokerage Services, Inc. | Waverly | IA | 09/2019 | Present |
| Lpl Financial Llc | Latham | NY | 05/2022 | Present |
1. 05-18-2022-Sunmark Life Stage Advisory-Investment Related-AT Reported Business Location(s)- DBA for LPL Business (entity for LPL business)- 2. 04/26/2023 - Sunmark Credit Union - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Sunmark Wealth Management - Start Date 04/24/2023 - 40 Hours Per Month/40 Hours During Securities Trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-12-29 |
| S63 | Uniform Securities Agent State Law Examination | 2016-08-17 |
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