John Daniel Traut

Current Employers

Employment History

• 08/2012 → 12/2016
  Suny New Paltz
  New Paltz, NY
• 06/2016 → 09/2016
  Axa Advisors, Llc
  New York, NY
• 01/2017 → 01/2017
  Unemployed
  Staten Island, NY
• 01/2017 → 09/2017
  Axa Advisors, Llc.
  New York, NY
• 10/2017 → 02/2020
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Staten Island, NY
• 10/2017 → 02/2020
  Bank Of America, N.A.
  Staten Island, NY
• 02/2020 → 12/2022
  Oppenheimer & Co. Inc.
  Jericho, NY
• 05/2023 → Present
  Lpl Financial
  Tarrytown, NY
• 09/2022 → Present
  New York Fire Department
  New York City, NY
• 05/2023 → Present
  Stratos Wealth Partners, Ltd.
  Tarrytown, NY

Previous Registrations

• 2020-02-20 → 2022-12-22
  Oppenheimer & Co. Inc.
  Jericho, NY
• 2017-10-24 → 2020-02-19
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Staten Island, NY
  Staten Island, NY
  Staten Island, NY
  Staten Island, NY
  Brooklyn, NY
  Staten Island, NY
  Melville, NY
  Staten Island, NY
  Brooklyn, NY
  Iselin, NJ
  Staten Island, NY
• 2017-03-15 → 2017-09-13
  Equitable Advisors, Llc
  Staten Island, NY
  New York, NY
  New York, NY

Other Businesses

1) 05/08/2023- Fire Department City of New York- Outside/W-2 Employment - Fire Fighter- Non-Inv. Related- 9 Metrotech Center, Brooklyn, NY 11201- start date 9/12/2022- 80hrs/mth 2) 05/08/2023- Stratos Wealth Partners- DBA for LPL Business (entity for LPL business)- Inv. Related- at reported business location(s)- start date 4/4/23- 160hrs 3) 05/08/2023- JM Franklin and Co- DBA for LPL Business (entity for LPL business)- Inv. Related- at reported business location(s)- start date 4/4/23- 160hrs 4) 5/8/2023 - LPL Financial, LLC (Registered Representative) - Investment Related - At Reported Business Location (s) - 100% time spent between LPL Financial, LLC and Stratos Wealth Partners, Ltd. 5) 05/12/2023 - Stratos Wealth Partners - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Advisor - Start Date 4/4/23 - 160 Hours Per Month/8 Hours During Securities Trading - Time Spent 100% - I provide investment advisory services through Stratos Wealth Partners, an independent investment advisor firm. I started this business activity in 4/2023. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 6) 05/12/2023 - JM Franklin and Co - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Advisor - Start Date 4/4/23 - 160 Hours Per Month/8 Hours During Securities Trading - Time Spent 100% 7) 02/12/2024 - Ash Brokerage - Inv Related - At Reported Business Location(s) - Non-Variable Insurance - Started: 1/24/2024 - 5 Hrs/Mo; 0 Hr During Trading. 7) 01/30/2026 - Professional Plans Group - Non-Variable Insurance - Agent - Investment Related - At Reported Business Location(s) - Start Date 01/29/2026 - 2 hours per month/ 0 hours during trading

Exams

• S66 Uniform Combined State Law Examination
  2017-02-28

Other Names

• John Jack Traut
• John Daniel Traut
• John Traut
• John D Traut