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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2024-05-16 |
| NY | RA | APPROVED | 2021-04-16 |
| NJ | RA | APPROVED | 2018-11-07 |
| TX | RA | APPROVED_RES | 2018-11-02 |
Branch Locations
1441 South Ave Ste 204, Staten Island, NY 10314 • United States
Little Silver, NJ • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Edward Jones | St Louis | MO | 07/2016 | 11/2018 |
| Ameriprise Financial Services, Inc. | New York | NY | 11/2018 | 03/2020 |
| Ameriprise Financial Services, Llc | Staten Island | NY | 03/2020 | Present |
Board of Directors; Institute for Basic Research; Community member; 1050 Forest Hill Road, , Staten Island, NY, 10314; Not Investment-Related; 12/01/2016; 1 to 9 hours per month; 1 to 9 during trading hours / New Jersey State Society of Physician Assistants; Treasurer; 760 Alexander Road PO box 1, , Princeton, NJ, 8543; Not Investment-Related; 08/15/2022; 1 to 9 hours per month; 0 during trading hours. Other Business Activities; Little Silver EMS; Volunteering on rescue squad as Emergency Medical Responder in my town. Would respond to calls if working from home and free and after business hours. Responding is optional; 543 Prospect Avenue, , Little Silver, NJ, 07739; Not Investment-Related; 02/12/2021; 1 to 9 hours per month; 1 to 9 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-08-27 |
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