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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NV | RA | APPROVED | 2025-04-28 |
| TX | RA | APPROVED | 2025-04-25 |
Branch Locations
6725 Via Austi Pkwy Ste 230, Las Vegas, NV 89119 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Bankers Life And Casualty | Las Vegas | NV | 02/2006 | 08/2022 |
| Bankers Life Securities Inc | Las Vegas | NV | 06/2016 | 08/2022 |
| Bankers Life And Casualty | Las Vegas | NV | 02/2006 | 08/2022 |
| Cetera Advisors Llc | St Cloud | MN | 08/2022 | 04/2025 |
| Goldenshield Financial Llc | Henderson | NV | 08/2022 | Present |
| One Tree Wealth Management | Henderson | NV | 10/2022 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 03/2024 | 04/2025 |
| Lpl Financial | Las Vegas | NV | 04/2025 | Present |
1)04/25/2025 - Notary - State of NV - Inv Rel - Start: 03/01/2025 - 1 Hrs/Mth - 0 Hrs During Trading. 2)04/25/2025 - Goldenshield Financial LLC - Insurance Agency - 50% Partner - Inv Rel - At Reported Business Location(s) - Start: 08/17/2022 - 8 Hrs/Mth - 2 Hrs During Trading. 3)04/25/2025 - One Tree Wealth Management - DBA for LPL Business (entity for LPL business) - Inv Rel - At Reported Business Location(s) - Start Date: 08/17/2022 - 160 Hrs/Mth - 7 Hrs During Trading. 4) 10/15/2025 - DAS Legacy Holding LLC - Not Investment Related - Business Entity For Tax/Investment Purposes Only - Home Based - Start Date:10/11/2025 - 0 Hrs/Mth - 0 Hrs During Trading.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-11-30 |
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