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43 Constitution Drive, Bedford, NH 03110 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| ME | RA | APPROVED | 2016-12-14 |
Branch Locations
59 Main Street, Madison, ME 04950 • United States
43 Constitution Drive, Bedford, NH 03110 • United States
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| ME | RA | APPROVED | 2016-10-24 |
Branch Locations
59 Main Street, Madison, ME 04950 • United States
170 Main St, Jay, ME 04239 • United States
54 Fair St, Norway, ME 04268 • United States
225 River Rd, Mexico, ME 04257 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Madison | ME | 07/2016 | Present |
| Northeast Planning Associates, Inc. | Madison | ME | 12/2016 | Present |
| Independent Appraisals - Madison | Madison | ME | 12/2003 | 12/2023 |
1) 07/19/2016: Northeast Planning Associates - DBA for LPL Financial LLC - Investment Related - 59 Main Street Madison ME 04950 - Broker-Dealer and Registered Investment Adivsor, Registered Representative and Investment Advisor Representative - Start Date 08/01/2016 - 156 Hr/Mo; 39 Hours During Securities Trading; 90% Time Spent. 2) 12/15/2016: Northeast Planning Associates - Investment Related - At Reported Business Location(s) - Registered Investment Advisor - Started 08/01/2016 - 156 Hours Per Month/39 Hours During Securities Trading - Time Spent 95%. 3) 1/30/2017: No Business Name - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Producer - Started 01/25/2017 - 5 Hours Per Month During Securities Trading. 4) 10/06/2022 - NorthPoint Properties, LLC - Investment Related - Farmington ME - Real Estate Rental - Start Date - 09/22/2022 - 4 Hours Per Month/1 Hours During Securities Trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-10-03 |
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