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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| ME | RA | APPROVED | 2007-07-27 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Northeast Planning Associates, Inc. | Bedford | NH | 11/2003 | 01/2018 |
| Lpl Financial | Bedford | NH | 07/2007 | Present |
1. 7/26/07 - BRIAN BERRY & ASSOCIATES - Investment Related - WINTHROP, ME - CPA Affiliate Program - 90% of Time Spent. 2. 7/26/2007 - DBA: BERRY FINANCIAL SERVICES LLC - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business). 3. 7/26/2007 - No Business Name - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - 1 Percent of time Spent - LTC, group, life and health. 4. 07/27/07 - MIDDLE GULF DRIVE SANIBEL ISLAND FLORIDA - Investment Related - REAL ESTATE RENTAL - 1% TIME SPENT.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2000-06-19 |
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