Aaron Calvin Knapp

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
ME	RA	APPROVED	2003-02-10

ME RA
APPROVED

Since 2003-02-10

Branch Locations

189 Main St, Farmington, ME 04938 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Lpl Financial Llc	Farmington	ME	10/1996	Present

10/1996 → Present

Lpl Financial Llc

Farmington, ME

Other Businesses

1. 04/19/2002 - Non-Variable Insurance DBA - INV REL - WESTERN MOUNTAIN FINANCIAL SERVICES - FARMINGTON, ME. 2. 02/20/2007 - NON-VARIABLE INSURANCE - INV REL - PROTECTIVE LIFE/AMERICAN FINANCIAL - FARMINGTON, ME. 3. 02/20/2007 - NON-VARIABLE INSURANCE - INSURANCE - FARMINGTON, ME 4). 11/5/2018 - Western Mountain Financial Services - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date:01/01/2016 - 40 Hours Per Month/40 Hours During Trading.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2003-02-05
S63	Uniform Securities Agent State Law Examination	1995-10-12

S65 Uniform Investment Adviser Law Examination

2003-02-05
S63 Uniform Securities Agent State Law Examination

1995-10-12

View on SEC IAPD

Current Employers

Lpl Financial Llc

Disclosures

Employment History

Other Businesses

Exams

Other Firms

Other Investors

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