Melissa Ann Spencer

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
ME	RA	APPROVED	2024-04-22

ME RA
APPROVED

Since 2024-04-22

Branch Locations

189 Main St, Farmington, ME 04938 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Franklin Savings Bank	Farminton	ME	12/1993	07/2021
Df Spencer Transport Inc.	Wilton	ME	11/2013	Present
Western Mountain Financial Services	Farmington	ME	10/2021	Present
Lpl Financial	Farmington	ME	10/2021	Present

12/1993 → 07/2021

Franklin Savings Bank

Farminton, ME
11/2013 → Present

Df Spencer Transport Inc.

Wilton, ME
10/2021 → Present

Western Mountain Financial Services

Farmington, ME
10/2021 → Present

Lpl Financial

Farmington, ME

Other Businesses

1.12/13/2022; Investment products and services are offered through LPL Financial LLC using the DBA/trade name Western Mountain Financial Services; Investment Related; at Reported Business Location(s); Start Date 10/01/2021 2.12/13/2022; Notary; Not Investment Related; at Reported Business Location(s); Start Date 09/05/2020

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2024-04-15

S66 Uniform Combined State Law Examination

2024-04-15

Other Names

Missy Austin
Melissa Ann Austin
Melissa Ann Cummings
Missy Cummings

View on SEC IAPD

Current Employers

Lpl Financial Llc

Disclosures

Employment History

Other Businesses

Exams

Other Names

Other Firms

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