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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| ME | RA | APPROVED | 2016-04-14 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Franklin Savings Bank | Farmington | ME | 01/2014 | 09/2021 |
| Lpl Financial Llc | Farmington | ME | 06/2015 | Present |
(1) 07/01/2015: WESTERN MOUNTAIN FINANCIAL SERVICES - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS) - INV REL - AT REPORTED BUSINESS LOCATION(S) 2. 11/16/2017 - No Business Name - Investment Related - AT REPORTED BUSINESS LOCATION(S) - Other-Notary - Maine Notary Public - Start Date 04/01/2014 - 1 Hours Per Month / 0 Hours During Trading.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-04-13 |
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