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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| ME | RA | APPROVED | 2024-02-05 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Commonwealth Financial Network | Waltham | MA | 07/1987 | 06/2020 |
| Aleck Financial Services | Mexico | ME | 07/1987 | 06/2020 |
| Charles River Financial Services, Llc | Mexico | ME | 07/2020 | 03/2023 |
| Commonwealth Financial Network | Waltham | MA | 10/2020 | 03/2023 |
| Commonwealth Financial Network | Waltham | MA | 07/2020 | 10/2020 |
| Lpl Financial Llc | Farmington | ME | 05/2023 | Present |
1- 05/2023 / Western Mountain Financial Services / DBA for LPL Business (entity for LPL business) / INVST RLTD / 160 HRS MNTH & 8 HRS DURING TRADING/100 TIME SPNT PRCNT
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2024-02-03 |
| S63 | Uniform Securities Agent State Law Examination | 1985-07-26 |
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