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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CT | RA | APPROVED | 2018-07-10 |
Branch Locations
3074 Whitney Ave Building One, Hamden, CT 06518 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Student (University Of Connecticut) | Storrs | CT | 09/2013 | Present |
| Lpl Financial Llc | Hamden | CT | 05/2017 | Present |
| Warner Group | Shelton | CT | 05/2017 | Present |
1) 06/19/2017 - Pearl Financial - DBA for LPL Business (entity for LPL business) - inv rel - at reported business location(s) - start: 05/30/2018. 2) 1/15/2019 - Southern CT Tax Group - Not Investment Related - At Reported Business Location(s) - Tax Prep/Accounting/CPA - Started 01/01/2018 - Tax preparation only. 3) 1/23/2020 - Pearl Financial - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Started 01/01/2020 - 5 Hours Per Month During Securities Trading.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-07-06 |
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