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Chase Nicklaus Jenkins

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Pasadena, CA

New York, NY

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2021-11-26
CA RA APPROVED 2021-01-05
  • TX RA
    APPROVED
    Since 2021-11-26
  • CA RA
    APPROVED
    Since 2021-01-05

Branch Locations

800 E Colorado Blvd, Pasadena, CA 91101 • United States

One Bryant Park, New York, NY 10036 • UNITED STATES

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Pasadena CA 01/2020 Present
Lmu Event Operations Los Angeles CA 09/2015 05/2019
Merrill Lynch Pasadena CA 06/2016 11/2018
Unemployed San Marino CA 06/2019 12/2019
Loyola Marymount University Los Angeles CA 01/2016 06/2019
Bank Of America, N.A. Pasadena CA 03/2020 Present
  • 01/2020 → Present
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Pasadena, CA
  • 09/2015 → 05/2019
    Lmu Event Operations
    Los Angeles, CA
  • 06/2016 → 11/2018
    Merrill Lynch
    Pasadena, CA
  • 06/2019 → 12/2019
    Unemployed
    San Marino, CA
  • 01/2016 → 06/2019
    Loyola Marymount University
    Los Angeles, CA
  • 03/2020 → Present
    Bank Of America, N.A.
    Pasadena, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-12-28
  • S66 Uniform Combined State Law Examination
    2020-12-28
Other Names
  • Chase Jenkins

View on SEC IAPD

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Other Offices

CMR CAPITAL MANAGEMENT, LLC · PASADENA, CA
STRATEGY ASSET MANAGERS L.L.C. · PASADENA, CA
MML INVESTORS SERVICES, LLC · Pasadena, CA
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · PASADENA, CA
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