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Jian Qi

Transamerica Financial Advisors, LLC

Great Neck, NY

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Current Employers
Transamerica Financial Advisors, Llc

Two Liberty Place 50 South 16Th Street, Suite 3700, Philadelphia, PA 19102 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-05-11
NJ RA APPROVED 2018-03-13
  • NY RA
    APPROVED
    Since 2021-05-11
  • NJ RA
    APPROVED
    Since 2018-03-13

Branch Locations

111 Great Neck Rd., Great Neck, NY 11021 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Transamerica Financial Advisors, Inc Great Neck NY 05/2016 Present
World Financial Group, Inc. Great Neck NY 12/2014 Present
Spellman High Voltage Electronics Corporation Hauppauge NY 06/2014 10/2023
  • 05/2016 → Present
    Transamerica Financial Advisors, Inc
    Great Neck, NY
  • 12/2014 → Present
    World Financial Group, Inc.
    Great Neck, NY
  • 06/2014 → 10/2023
    Spellman High Voltage Electronics Corporation
    Hauppauge, NY
Other Businesses

Sales of insurance and non-insurance products, part-time or full-time, for companies affiliated with Transamerica Financial Advisors, Inc.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2017-11-20
S63 Uniform Securities Agent State Law Examination 2016-06-02
  • S65 Uniform Investment Adviser Law Examination
    2017-11-20
  • S63 Uniform Securities Agent State Law Examination
    2016-06-02

View on SEC IAPD

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Other Offices

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · GREAT NECK, NY
STONE HILL FIDUCIARY MANAGEMENT, LLC · GREAT NECK, NY
PALUMBO WEALTH MANAGEMENT LLC · GREAT NECK, NY
ALLSTATE FINANCIAL ADVISORS, LLC · Manhasset, NY
WEALTHUNITE ADVISORS, LLC · MANHASSET, NY
HALO INVESTMENT SERVICES, LLC · MANHASSET, NY
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