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Inactive

Barbara Katrien Lommen

Lido

Boulder, CO

Los Angeles, CA

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Current Employers
Lido

1875 Century Park East Suite 950, Los Angeles, CA 90067 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2024-07-12
TX RA APPROVED 2024-05-29
NM RA APPROVED 2024-01-09
CA RA APPROVED 2023-04-13
CO RA APPROVED 2023-04-13
  • FL RA
    APPROVED
    Since 2024-07-12
  • TX RA
    APPROVED
    Since 2024-05-29
  • NM RA
    APPROVED
    Since 2024-01-09
  • CA RA
    APPROVED
    Since 2023-04-13
  • CO RA
    APPROVED
    Since 2023-04-13

Branch Locations

4840 Pearl East Circle Suite 300E, Boulder, CO 80301 • United States

1875 Century Park East Suite 950, Los Angeles, CA 90067 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Colorado Financial Management, Llc Boulder CO 06/2015 02/2023
Lido Advisors, Llc Boulder CO 02/2023 Present
  • 06/2015 → 02/2023
    Colorado Financial Management, Llc
    Boulder, CO
  • 02/2023 → Present
    Lido Advisors, Llc
    Boulder, CO
Previous Registrations
  • 2016-06-28 → 2023-04-18
    Colorado Financial Management Llc
    Boulder, CO
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2016-06-28
  • S65 Uniform Investment Adviser Law Examination
    2016-06-28
Designations

View on SEC IAPD

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