Best Investors Account Sign in

Mingxiu Hao

J.P. Morgan Securities LLC

Rowland Height, CA

Claim This Profile
Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2024-01-03
  • CA RA
    APPROVED
    Since 2024-01-03

Branch Locations

19765 Colima Rd #B S , Rowland Height, CA 91748 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jpmorgan Chase Bank, N.A. Rowland Heights CA 12/2014 Present
J.P. Morgan Securities Llc Rowland Heights CA 04/2016 Present
  • 12/2014 → Present
    Jpmorgan Chase Bank, N.A.
    Rowland Heights, CA
  • 04/2016 → Present
    J.P. Morgan Securities Llc
    Rowland Heights, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-08-04
S63 Uniform Securities Agent State Law Examination 2016-06-17
  • S66 Uniform Combined State Law Examination
    2023-08-04
  • S63 Uniform Securities Agent State Law Examination
    2016-06-17
Other Names
  • Ming Xiu Hao
  • Sophie Hao

View on SEC IAPD

Other Firms

CHARLES SCHWAB & CO., INC.
PFS INVESTMENTS INC.
LPL FINANCIAL LLC
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
CITIGROUP GLOBAL MARKETS INC.
CETERA INVESTMENT ADVISERS LLC
WELLS FARGO CLEARING SERVICES, LLC
WORKLIFE VENTURES MANAGEMENT, LLC

Other Investors

BRIAN KIM
Michael K. Hui
PEGGY SUET-MAN TONG
BENJAMIN SHEN
KAI-YUAN HU
Ellie Wong
Jimmy Hua
JIAJIA SHEN

Other Offices

CHARLES SCHWAB & CO., INC. · Rowland Heights, CA
PFS INVESTMENTS INC. · DIAMOND BAR, CA
LPL FINANCIAL LLC · DIAMOND BAR, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · ROWLAND HEIGHTS, CA
CITIGROUP GLOBAL MARKETS INC. · ROWLAND HEIGHTS, CA
CETERA INVESTMENT ADVISERS LLC · DIAMOND BAR, CA
LPL FINANCIAL LLC · DIAMOND BAR, CA
CETERA INVESTMENT ADVISERS LLC · CITY OF INDUSTRY, CA

More in Rowland Height, CA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor