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Michael K. Hui

Charles Schwab & Co., Inc.

Rowland Heights, CA

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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2026-01-14
  • CA RA
    APPROVED
    Since 2026-01-14

Branch Locations

19708 Colima Road, Rowland Heights, CA 91748 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Edward Jones St Louis MO 07/2023 05/2024
Hma Global Broker Arcadia CA 10/2011 06/2023
New American Funding Tustin CA 01/2022 10/2022
Amerisave Mortgage Corp Atlanta GA 11/2021 12/2021
Primior Inc. Diamond Bar CA 10/2018 04/2020
J.P. Morgan Securities Llc Newport Beach CA 05/2024 10/2025
Jpmorgan Chase Bank, N.A. Newport Beach CA 05/2024 10/2025
Charles Schwab Bank Rowland Heights CA 10/2025 Present
Charles Schwan & Co., Inc Rowland Heights CA 10/2025 Present
  • 07/2023 → 05/2024
    Edward Jones
    St Louis, MO
  • 10/2011 → 06/2023
    Hma Global Broker
    Arcadia, CA
  • 01/2022 → 10/2022
    New American Funding
    Tustin, CA
  • 11/2021 → 12/2021
    Amerisave Mortgage Corp
    Atlanta, GA
  • 10/2018 → 04/2020
    Primior Inc.
    Diamond Bar, CA
  • 05/2024 → 10/2025
    J.P. Morgan Securities Llc
    Newport Beach, CA
  • 05/2024 → 10/2025
    Jpmorgan Chase Bank, N.A.
    Newport Beach, CA
  • 10/2025 → Present
    Charles Schwab Bank
    Rowland Heights, CA
  • 10/2025 → Present
    Charles Schwan & Co., Inc
    Rowland Heights, CA
Previous Registrations
  • 2024-05-31 → 2025-10-17
    J.P. Morgan Securities Llc
    Irvine, CA
    Newport Beach, CA
    Santa Ana, CA
  • 2023-09-19 → 2024-05-28
    Edward Jones
    Chino Hills, CA
    St. Louis, MO
    Arcadia, CA
    Arcadia, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-09-18
  • S66 Uniform Combined State Law Examination
    2023-09-18
Other Names
  • Michael Kin Hui
  • Michael Hui
  • Michael K Hui

View on SEC IAPD

Other Firms

J.P. MORGAN SECURITIES LLC
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
PFS INVESTMENTS INC.
LPL FINANCIAL LLC
CITIGROUP GLOBAL MARKETS INC.
CETERA INVESTMENT ADVISERS LLC
WELLS FARGO CLEARING SERVICES, LLC
WORKLIFE VENTURES MANAGEMENT, LLC

Other Investors

BRIAN KIM
PEGGY SUET-MAN TONG
BENJAMIN SHEN
KAI-YUAN HU
Ellie Wong
Jimmy Hua
JIAJIA SHEN
Melody Chow

Other Offices

J.P. MORGAN SECURITIES LLC · Rowland Height, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · ROWLAND HEIGHTS, CA
PFS INVESTMENTS INC. · DIAMOND BAR, CA
LPL FINANCIAL LLC · DIAMOND BAR, CA
CITIGROUP GLOBAL MARKETS INC. · ROWLAND HEIGHTS, CA
CETERA INVESTMENT ADVISERS LLC · CITY OF INDUSTRY, CA
CETERA INVESTMENT ADVISERS LLC · DIAMOND BAR, CA
LPL FINANCIAL LLC · DIAMOND BAR, CA

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