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Brian Kim

Charles Schwab & Co., Inc.

Arcadia, CA

Rowland Heights, CA

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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2018-12-17
  • CA RA
    APPROVED
    Since 2018-12-17

Branch Locations

134 East Huntington Drive Suite A, Arcadia, CA 91006 • United States

19708 Colima Road, Rowland Heights, CA 91748 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Scottrade, Inc. Glendale CA 07/2000 03/2018
Charles Schwab & Co., Inc Upland CA 12/2018 Present
Charles Schwab Bank, Ssb Upland CA 12/2018 Present
N/A Monrovia CA 03/2018 12/2018
  • 07/2000 → 03/2018
    Scottrade, Inc.
    Glendale, CA
  • 12/2018 → Present
    Charles Schwab & Co., Inc
    Upland, CA
  • 12/2018 → Present
    Charles Schwab Bank, Ssb
    Upland, CA
  • 03/2018 → 12/2018
    N/A
    Monrovia, CA
Previous Registrations
  • 2017-01-19 → 2018-03-08
    Scottrade Investment Management
    Saint Louis, MO
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-01-19
S63 Uniform Securities Agent State Law Examination 2000-09-20
  • S66 Uniform Combined State Law Examination
    2017-01-19
  • S63 Uniform Securities Agent State Law Examination
    2000-09-20
Other Names
  • Kim Sung
  • Brian Sung Kim

View on SEC IAPD

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