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Henry Wong

Charles Schwab & Co., Inc.

Arcadia, CA

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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2010-09-30
  • CA RA
    APPROVED
    Since 2010-09-30

Branch Locations

134 East Huntington Drive Suite A, Arcadia, CA 91006 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Charles Schwab & Co., Inc Arcadia CA 09/2010 Present
Charles Schwab Bank Ssb Arcadia CA 09/2010 Present
Previous Registrations
  • 2010-01-06 → 2010-06-18
    H & L Capital Management, Inc.
  • 2004-10-19 → 2009-12-31
    H & L Capital Management, Inc.
    Alhambra, CA
  • 2002-03-18 → 2003-09-05
    Charles Schwab & Co., Inc.
    San Gabriel, CA
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2011-03-08
S66 Uniform Combined State Law Examination 2002-03-08
  • S63 Uniform Securities Agent State Law Examination
    2011-03-08
  • S66 Uniform Combined State Law Examination
    2002-03-08
Other Names
  • Henry Yuen Wong

View on SEC IAPD

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