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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2026-06-19
  • CA RA
    APPROVED
    Since 2026-06-19

Branch Locations

134 East Huntington Drive Suite A, Arcadia, CA 91006 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Bank Of America West Covina CA 05/2024 06/2025
East West Bank Rosemead CA 11/2023 05/2024
Full Time Education La Jolla CA 08/2021 08/2023
Full Time Education Pasadena CA 08/2019 06/2021
Full Time Education Temple City CA 08/2016 06/2019
Charles Schwab & Co., Inc. Arcadia CA 06/2025 Present
Charles Schwab Bank, Ssb Arcadia CA 06/2025 Present
Cypress Sourcing Company Ltd. Shatin 11/2022 07/2023
  • 05/2024 → 06/2025
    Bank Of America
    West Covina, CA
  • 11/2023 → 05/2024
    East West Bank
    Rosemead, CA
  • 08/2021 → 08/2023
    Full Time Education
    La Jolla, CA
  • 08/2019 → 06/2021
    Full Time Education
    Pasadena, CA
  • 08/2016 → 06/2019
    Full Time Education
    Temple City, CA
  • 06/2025 → Present
    Arcadia, CA
  • 06/2025 → Present
    Charles Schwab Bank, Ssb
    Arcadia, CA
  • 11/2022 → 07/2023
    Cypress Sourcing Company Ltd.
    Shatin
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2026-06-18
  • S66 Uniform Combined State Law Examination
    2026-06-18

View on SEC IAPD

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