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Jiajia Shen

Charles Schwab & Co., Inc.

Rowland Heights, CA

Arcadia, CA

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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2021-08-09
  • CA RA
    APPROVED
    Since 2021-08-09

Branch Locations

19708 Colima Road, Rowland Heights, CA 91748 • United States

134 East Huntington Drive Suite A, Arcadia, CA 91006 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Charles Schwab & Co., Inc. Arcadia CA 08/2020 Present
Charles Schwab Bank, Ssb Arcadia CA 08/2020 Present
Boston University Boston MA 08/2015 05/2019
Suzhou Rural Commercial Bank Suzhou 06/2017 08/2017
Hsbc Bank San Marino CA 10/2019 08/2020
Unemployed Arcadia CA 05/2019 09/2019
  • 08/2020 → Present
    Charles Schwab & Co., Inc.
    Arcadia, CA
  • 08/2020 → Present
    Charles Schwab Bank, Ssb
    Arcadia, CA
  • 08/2015 → 05/2019
    Boston University
    Boston, MA
  • 06/2017 → 08/2017
    Suzhou Rural Commercial Bank
    Suzhou
  • 10/2019 → 08/2020
    Hsbc Bank
    San Marino, CA
  • 05/2019 → 09/2019
    Unemployed
    Arcadia, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-08-09
  • S66 Uniform Combined State Law Examination
    2021-08-09
Other Names
  • Rachel Shen

View on SEC IAPD

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Other Investors

BRIAN KIM
Michael K. Hui
PEGGY SUET-MAN TONG
BENJAMIN SHEN
KAI-YUAN HU
Ellie Wong
Jimmy Hua
Melody Chow

Other Offices

J.P. MORGAN SECURITIES LLC · Rowland Height, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · ROWLAND HEIGHTS, CA
PFS INVESTMENTS INC. · DIAMOND BAR, CA
LPL FINANCIAL LLC · DIAMOND BAR, CA
CITIGROUP GLOBAL MARKETS INC. · ROWLAND HEIGHTS, CA
CETERA INVESTMENT ADVISERS LLC · CITY OF INDUSTRY, CA
CETERA INVESTMENT ADVISERS LLC · DIAMOND BAR, CA
LPL FINANCIAL LLC · DIAMOND BAR, CA

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