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Jimmy Hua

Charles Schwab & Co., Inc.

Rowland Heights, CA

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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2026-07-08
CA RA APPROVED 2022-11-15
  • TX RA
    APPROVED_RES
    Since 2026-07-08
  • CA RA
    APPROVED
    Since 2022-11-15

Branch Locations

19708 Colima Road, Rowland Heights, CA 91748 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Charles Schwab & Co., Inc. Arcadia CA 06/2022 Present
Bank Of America Rosemead CA 11/2019 06/2022
Bank Of America Monterey Park CA 11/2018 11/2019
Bank Of America Monterey Park CA 08/2016 11/2018
Charles Schwab Bank, Ssb Arcadia CA 06/2023 Present
  • 06/2022 → Present
    Charles Schwab & Co., Inc.
    Arcadia, CA
  • 11/2019 → 06/2022
    Bank Of America
    Rosemead, CA
  • 11/2018 → 11/2019
    Bank Of America
    Monterey Park, CA
  • 08/2016 → 11/2018
    Bank Of America
    Monterey Park, CA
  • 06/2023 → Present
    Charles Schwab Bank, Ssb
    Arcadia, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-11-15
  • S66 Uniform Combined State Law Examination
    2022-11-15
Other Names
  • Xiaonuo Hua

View on SEC IAPD

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Other Investors

BRIAN KIM
Michael K. Hui
PEGGY SUET-MAN TONG
BENJAMIN SHEN
KAI-YUAN HU
Ellie Wong
JIAJIA SHEN
Melody Chow

Other Offices

J.P. MORGAN SECURITIES LLC · Rowland Height, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · ROWLAND HEIGHTS, CA
PFS INVESTMENTS INC. · DIAMOND BAR, CA
LPL FINANCIAL LLC · DIAMOND BAR, CA
CITIGROUP GLOBAL MARKETS INC. · ROWLAND HEIGHTS, CA
CETERA INVESTMENT ADVISERS LLC · CITY OF INDUSTRY, CA
CETERA INVESTMENT ADVISERS LLC · DIAMOND BAR, CA
LPL FINANCIAL LLC · DIAMOND BAR, CA

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