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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2026-03-03 |
| TX | RA | APPROVED | 2026-03-02 |
Branch Locations
350 W Colorado Blvd Ste 390 [Pn-Rbo], Pasadena, CA 91105 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Claremont | CA | 06/2014 | 03/2026 |
| Wells Fargo Clearing Services, Llc | Pasadena | CA | 03/2026 | Present |
I*1417274 For profit or not for profit: Entity For Profit Name of outside business organization: sir_nate24 Investment related: N Address of business: Rancho Cucamonga, California, 91701, United States Nature of business: ["Sole Proprietorship"] Position, title, association: ["Owner"], Start date of relationship: 9/1/2023 Number of hours devoted: 1 hour(s) Weekly Number of hours devoted during trading hours: 0 Duties: , As a hobby I often buy basketball and football collectables (mostly cards), and I would like to be able to also sell them on eBay. Sometimes they would be sold at a profit.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-09-09 |
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