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4340 Redwood Highway Suite B-60, San Rafael, CA 94903 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2024-10-29 |
Branch Locations
4340 Redwood Highway Suite B-60, San Rafael, CA 94903 • United States
980 Jolly Road, Suite 100, Blue Bell, PA 19422 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Fidelity Brokerage Services Llc | Warrington | PA | 04/2016 | 09/2018 |
| Lpl Financial Llc | Blue Bell | PA | 10/2024 | Present |
| Unemployed | Phoenixville | PA | 12/2023 | 10/2024 |
| Fidelity Brokerage Services Llc | Villanova | PA | 05/2022 | 12/2023 |
| Fidelity Brokerage Services Llc | King Of Prussia | PA | 09/2018 | 05/2022 |
| Global Retirement Partners, Llc | San Rafael | CA | 10/2024 | Present |
1. 01/03/2025- HUB Retirement and Wealth Management- Registered Investment Advisor DBA- INV Related- At Reported Business Location(s)- Start date 10/28/2024- 40 Hours Per Month- 40 Hours During Trading 2. 01/03/2025- Global Retirement Partners- Registered Investment Advisor- INV Related- At Reported Business Location(s)- Start date 10/28/2024 3. 01/21/2025- HUB Retirement and Wealth Management- DBA for LPL Business (entity for LPL business)- INV Related- At Reported Business Location(s)- Start date 10/28/2024- 40 Hours Per Month- 40 Hours During Trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-11-28 |
| S63 | Uniform Securities Agent State Law Examination | 2016-11-23 |
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