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Current Employers
Global Retirement Partners Llc

4340 Redwood Highway Suite B-60, San Rafael, CA 94903 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2024-10-29
  • PA RA
    APPROVED
    Since 2024-10-29

Branch Locations

4340 Redwood Highway Suite B-60, San Rafael, CA 94903 • United States

980 Jolly Road, Suite 100, Blue Bell, PA 19422 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fidelity Brokerage Services Llc Warrington PA 04/2016 09/2018
Lpl Financial Llc Blue Bell PA 10/2024 Present
Unemployed Phoenixville PA 12/2023 10/2024
Fidelity Brokerage Services Llc Villanova PA 05/2022 12/2023
Fidelity Brokerage Services Llc King Of Prussia PA 09/2018 05/2022
Global Retirement Partners, Llc San Rafael CA 10/2024 Present
  • 04/2016 → 09/2018
    Fidelity Brokerage Services Llc
    Warrington, PA
  • 10/2024 → Present
    Lpl Financial Llc
    Blue Bell, PA
  • 12/2023 → 10/2024
    Unemployed
    Phoenixville, PA
  • 05/2022 → 12/2023
    Fidelity Brokerage Services Llc
    Villanova, PA
  • 09/2018 → 05/2022
    Fidelity Brokerage Services Llc
    King Of Prussia, PA
  • 10/2024 → Present
    San Rafael, CA
Previous Registrations
  • 2018-11-29 → 2024-01-08
    Fidelity Personal And Workplace Advisors
    Warrington, PA
Other Businesses

1. 01/03/2025- HUB Retirement and Wealth Management- Registered Investment Advisor DBA- INV Related- At Reported Business Location(s)- Start date 10/28/2024- 40 Hours Per Month- 40 Hours During Trading 2. 01/03/2025- Global Retirement Partners- Registered Investment Advisor- INV Related- At Reported Business Location(s)- Start date 10/28/2024 3. 01/21/2025- HUB Retirement and Wealth Management- DBA for LPL Business (entity for LPL business)- INV Related- At Reported Business Location(s)- Start date 10/28/2024- 40 Hours Per Month- 40 Hours During Trading

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-11-28
S63 Uniform Securities Agent State Law Examination 2016-11-23
  • S66 Uniform Combined State Law Examination
    2018-11-28
  • S63 Uniform Securities Agent State Law Examination
    2016-11-23
Other Names
  • Richard Incorvati

View on SEC IAPD

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