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4340 Redwood Highway Suite B-60, San Rafael, CA 94903 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| UT | RA | APPROVED | 2020-12-11 |
Branch Locations
4340 Redwood Highway Suite B-60, San Rafael, CA 94903 • United States
510 South 200 West, Salt Lake City, UT 84101 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Retirement Plan Consultants | Salt Lake City | UT | 01/2015 | 06/2020 |
| Lpl Financial, Llc | Salt Lake City | UT | 06/2020 | Present |
| Global Retirement Partners | Salt Lake City | UT | 09/2020 | Present |
1. 8/3/2020 - RETIREMENT PLAN CONSULTANTS, INC. - Investment Related - At Reported Business Location(s) - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS). 2. 10/15/2020 - RETIREMENT PLAN CONSULTANTS, INC. - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Registered Admin. - Started 09/01/2020 - 160 Hours Per Month - Time Spent 100%. 3. 10/15/2020 - GLOBAL RETIREMENT PARTNERS - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Registered Admin. - Started 09/01/2020 - 160 Hours Per Month - Time Spent 100% - I provide administrative support to GLOBAL RETIREMENT PARTNERS, an independent investment advisor firm. I started this business activity 09/2020. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 4. 05/11/2022- Masterwor(k) Retirement - Not Investment Related - At Reported Business Location(s) - Business Entity For Tax/Investment Purposes Only- START DATE 02/28/2022 - 0 Hours Per Month/0 Hours During Securities Trading.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2020-11-11 |
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