Daniel K Lee

Current Employers

Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2020-10-30

CA RA
APPROVED

Since 2020-10-30

Branch Locations

350 W Colorado Blvd Ste 390 [Pn-Rbo], Pasadena, CA 91105 • United States

1190 S Beach Blvd, La Habra, CA 90631 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien Yes
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Wells Fargo Advisors Llc	Fullerton	CA	04/2016	11/2016
Wells Fargo Bank, Na	Diamond Bar	CA	11/2014	Present
Wells Fargo Clearing Services, Llc	Diamond Bar	CA	11/2016	Present

04/2016 → 11/2016

Wells Fargo Advisors Llc

Fullerton, CA
11/2014 → Present

Wells Fargo Bank, Na

Diamond Bar, CA
11/2016 → Present

Wells Fargo Clearing Services, Llc

Diamond Bar, CA

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2020-10-29
S63	Uniform Securities Agent State Law Examination	2016-08-16

S66 Uniform Combined State Law Examination

2020-10-29
S63 Uniform Securities Agent State Law Examination

2016-08-16

Other Names

Daniel Lee

View on SEC IAPD

Current Employers

Wells Fargo Clearing Services, Llc

Disclosures

Employment History

Exams

Other Names

Other Firms

Other Investors

Other Offices

Reviews