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Michael B Dupont

LPl Financial LLC

Pittsfield, MA

Hudson, NY

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2025-01-29
NY RA APPROVED 2021-08-03
MA RA APPROVED 2017-12-18
  • TX RA
    APPROVED_RES
    Since 2025-01-29
  • NY RA
    APPROVED
    Since 2021-08-03
  • MA RA
    APPROVED
    Since 2017-12-18

Branch Locations

150 West St, Pittsfield, MA 01201 • United States

464 Fairview Ave, Hudson, NY 12534 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Guardian Life Ins Needham MA 04/2016 04/2017
Park Avenue Securities Needham MA 01/2017 04/2017
Freelance Landscaper And Carpenter Lenox MA 04/2017 09/2017
Lpl Financial Llc Pittsfield MA 10/2017 Present
Greylock Federal Credit Union Pittsfield MA 09/2017 Present
  • 04/2016 → 04/2017
    Guardian Life Ins
    Needham, MA
  • 01/2017 → 04/2017
    Park Avenue Securities
    Needham, MA
  • 04/2017 → 09/2017
    Freelance Landscaper And Carpenter
    Lenox, MA
  • 10/2017 → Present
    Lpl Financial Llc
    Pittsfield, MA
  • 09/2017 → Present
    Greylock Federal Credit Union
    Pittsfield, MA
Other Businesses

1) 10/02/2017 - Greylock Investment Group - DBA for LPL Business (entity for LPL business) - inv rel - at reported business location(s)

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-12-07
  • S66 Uniform Combined State Law Examination
    2017-12-07

View on SEC IAPD

Other Firms

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
COMMONWEALTH FINANCIAL NETWORK
RAYMOND JAMES & ASSOCIATES, INC.
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
HANLEY & ASSOCIATES LLC
EAST RIVER CAPITAL MANAGEMENT LLC
JUST WEALTH LLC
JANNEY MONTGOMERY SCOTT LLC

Other Investors

SHAUN WILLIAM HEIMANN
KELLY MICHELLE BAKER
ARTHUR KING FRANCIS
Adam Christopher Kirby
William Berry Kirby
KEVIN PATRICK O'DONNELL
Darrell M Colvin
David Alan Rice

Other Offices

LPL FINANCIAL LLC · PITTSFIELD, MA
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Pittsfield, MA
COMMONWEALTH FINANCIAL NETWORK · PITTSFIELD, MA
RAYMOND JAMES & ASSOCIATES, INC. · PITTSFIELD, MA
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC · PITTSFIELD, MA
HANLEY & ASSOCIATES LLC · PITTSFIELD, MA
EAST RIVER CAPITAL MANAGEMENT LLC · PITTSFIELD, MA
JUST WEALTH LLC · PITTSFIELD, MA

More in Pittsfield, MA

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