David Alan Rice

Current Employers

Employment History

• 07/2016 → Present
  Raymond James & Associate
  Pittsfield, MA

Previous Registrations

• 2009-07-01 → 2016-08-15
  Rbc Capital Markets, Llc
  Williamstown, MA
  Pittsfield, MA
  Great Barrington, MA
  Pittsfield, MA

Other Businesses

(1)Name of Business: Address: 287 Luce Rd, Williamstown, MA, 01267, United States Activity Type: Rental Real Estate Position/Title: Owner/Proprietor Investment Related: Yes Start Date: 05/01/2009 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Personal rental property. Make decisions regarding the property, management and rental terms. I use Moresi & Associates to manage the property. (2)Name of Business: Address: 287 Luce Rd, Williamstown, MA, 01267, United States Activity Type: Rental Real Estate Position/Title: Owner/Proprietor Investment Related: Yes Start Date: 05/01/2019 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Make decisions regarding the property, management and rental terms. We use Moresi & Associates in North Adams, MA to manage the property. (3)Name of Business: Airbnb (Berkshire Guest Suite) Address: 287 Luce Rd, Williamstown, MA, 01267, United States Activity Type: Rental Real Estate Position/Title: Owner/Proprietor Investment Related: Yes Start Date: 06/28/2019 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: My wife and I make the decisions related to the space. We use Airbnb to make the space accessible to guests and to facilitate reservations and correspondence. My wife typically handles the communications and cleaning responsibilities. (4)Name of Business: Child Care of the Berkshires, Inc. Address: 210 State St, North Adams, MA, 01247, United States Activity Type: Non profit Position/Title: Board Member, Finance/Investment Committee Member, Subcommittee Member, Committee Member Investment Related: No Start Date: 06/12/2018 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Board member: attend bi-monthly board meetings and committee meetings, including finance committee and strategic planning subcommittee. Review financial and budget data as needed. I do not serve as treasurer or have the ability to sign documents or checks.

Exams

• S66 Uniform Combined State Law Examination
  2003-07-24

Designations

Other Names

• David Rice