Best Investors
Account
Sign in
Best Investors
Account
Sign in
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MA | RA | APPROVED | 2026-01-13 |
| TX | RA | APPROVED | 2026-01-09 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Financial Network Llc | Pittsfield | MA | 05/2009 | 01/2026 |
| Lpl Financial | Pittsfield | MA | 01/2026 | Present |
1- 11/2025 / Francis Investment Consulting Group / DBA for LPL Business (entity for LPL business) / INV RLTD / 160 HRS MNTH / 8 HRS DURING TRADING / AT RPRT LOC / START 2/7/2007 2- 11/2025 / Heimann Wealth Management Inc. / Business Entity For Tax/Investment Purposes Only / NON INV RLTD / 160 HRS MNTH / 8 HRS DURING TRADING / START 10/07/2021
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-03-26 |
| S65 | Uniform Investment Adviser Law Examination | 1999-02-05 |
| S63 | Uniform Securities Agent State Law Examination | 1999-01-22 |
Reach out to this advisor