Best Investors Account Sign in
Employer firm

Raymond James Financial Services Advisors, Inc CRD 149018

$390B regulatory AUM 5,542 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-06-22
  • TX RA
    APPROVED
    Since 2026-06-22

Branch Locations

66 West Street Suite 205, Pittsfield, MA 01201 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Financial Network, Llc Pittsfield MA 10/2014 06/2026
Raymond James Financial Services, Inc. Pittsfield MA 06/2026 Present
Previous Registrations
Other Businesses

(1) Name of Business: Kirby Investment Strategies, LLC Address: 66 West St Ste 205, Pittsfield, MA, 01201, United States Activity Type: Support Company - Owner Position/Title: Officer - President Investment Related: No Start Date: 06/21/2026 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: To mange business, service clients and manage money

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2002-03-08
  • S63 Uniform Securities Agent State Law Examination
    2002-03-08

View on SEC IAPD

More in Pittsfield, MA

Reviews
No reviews yet

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor