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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MA | RA | APPROVED | 2026-01-13 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Financial Network, Llc | Pittsfield | MA | 12/2020 | 01/2026 |
| Unemployed | Pittsfield | MA | 10/2020 | 11/2020 |
| Moscow Ballet /Talmi Entertainment | Pittsfield | MA | 08/2018 | 09/2020 |
| Unemployed | Pittsfield | MA | 06/2018 | 08/2018 |
| Soco Creamery | Pittsfield | MA | 05/2016 | 06/2018 |
| Lpl Financial Llc | Pittsfield | MA | 01/2026 | Present |
1- 11/2025 / Francis Investment Consulting Group / DBA for LPL Business (entity for LPL business) / INV RLTD / 160 HRS MNTH / 8 HRS DURING TRADING / AT RPRT LOC / START 12/07/2020
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-08-08 |
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