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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2025-05-20
CT RA APPROVED 2023-11-27
  • TX RA
    APPROVED_RES
    Since 2025-05-20
  • CT RA
    APPROVED
    Since 2023-11-27

Branch Locations

7 North Street Suite 201, Pittsfield, MA 01201 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy Yes
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James & Associates Inc Pittsfield MA 07/2023 Present
Prudential Insurance Company Of America Newark NJ 12/2021 06/2023
Guardian Life New York NY 06/2021 12/2021
Wayfair L.L.C. Pittsfield MA 01/2020 05/2021
L.V. Toole Insurance Agency Lee MA 03/2018 12/2019
Berkshire Insurance Group Pittsfield MA 05/2017 02/2018
Berkshire Bank Pittsfield MA 01/2016 02/2017
  • 07/2023 → Present
    Pittsfield, MA
  • 12/2021 → 06/2023
    Prudential Insurance Company Of America
    Newark, NJ
  • 06/2021 → 12/2021
    Guardian Life
    New York, NY
  • 01/2020 → 05/2021
    Wayfair L.L.C.
    Pittsfield, MA
  • 03/2018 → 12/2019
    L.V. Toole Insurance Agency
    Lee, MA
  • 05/2017 → 02/2018
    Berkshire Insurance Group
    Pittsfield, MA
  • 01/2016 → 02/2017
    Berkshire Bank
    Pittsfield, MA
Other Businesses

Berkshire Theatre Group Volunteer 111 South St. Pittsfield, MA 01201 No Compensation Drama, Plays

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-11-07
  • S66 Uniform Combined State Law Examination
    2023-11-07

View on SEC IAPD

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