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Aarushi Y Pathak

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Iselin, NJ

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2019-08-01
NJ RA APPROVED 2019-07-05
  • TX RA
    APPROVED
    Since 2019-08-01
  • NJ RA
    APPROVED
    Since 2019-07-05

Branch Locations

194 Wood Ave S, Iselin, NJ 08830 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Pruco Securities Llc Warren NJ 02/2016 01/2017
The Prudential Insurance Company Of America Warren NJ 08/2016 01/2017
Jp Morgan Chase Bank Jamesburg NJ 01/2017 04/2019
Jp Morgan Securities Llc Jamesburg NJ 01/2017 04/2019
7-Eleven East Brunswick NJ 08/2016 01/2017
Merrill Lynch, Pierce, Fenner & Smith Incorporated Bedminster NJ 04/2019 Present
Bank Of America, N.A. Bedminster NJ 04/2019 Present
  • 02/2016 → 01/2017
    Pruco Securities Llc
    Warren, NJ
  • 08/2016 → 01/2017
    The Prudential Insurance Company Of America
    Warren, NJ
  • 01/2017 → 04/2019
    Jp Morgan Chase Bank
    Jamesburg, NJ
  • 01/2017 → 04/2019
    Jp Morgan Securities Llc
    Jamesburg, NJ
  • 08/2016 → 01/2017
    7-Eleven
    East Brunswick, NJ
  • 04/2019 → Present
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Bedminster, NJ
  • 04/2019 → Present
    Bank Of America, N.A.
    Bedminster, NJ
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-06-27
S63 Uniform Securities Agent State Law Examination 2016-07-08
  • S66 Uniform Combined State Law Examination
    2019-06-27
  • S63 Uniform Securities Agent State Law Examination
    2016-07-08
Other Names
  • Aarushi Sharma

View on SEC IAPD

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Other Investors

LOUIS ROBERT HERY
JAMES B. COSTELLO
PETER ROBERTIELLO
MICHAEL COLANNINO
Iorwuese Ifan
ALAN PATRICK CURLEY
Robert J Hetherington
ROBERT JAMES GIORDANO

Other Offices

OSAIC ADVISORY SERVICES, LLC · Parsippany, NJ
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · PARSIPPANY, NJ
OSAIC WEALTH, INC. · PARSIPPANY, NJ
LINCOLN INVESTMENT · Parsippany, NJ
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · PARSIPPANY, NJ
VETERI PLACE CORPORATION · PARSIPPANY, NJ
LEICHT FINANCIAL PLANNING AND WEALTH MANAGEMENT · PARSIPPANY, NJ
CETERA INVESTMENT ADVISERS LLC · PARSIPPANY, NJ

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