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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
NV RA APPROVED 2025-06-09
TX RA APPROVED_RES 2025-06-09
  • NV RA
    APPROVED
    Since 2025-06-09
  • TX RA
    APPROVED_RES
    Since 2025-06-09

Branch Locations

8311 W Sunset Rd Ste 260, Las Vegas, NV 89113 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Henderson NV 04/2016 06/2025
College Of Southern Nevada Las Vegas NV 02/2014 12/2016
Raymond James Financial Services Advisors, Inc. Las Vegas NV 06/2025 Present
Raymond James Financial Services, Inc. Las Vegas NV 06/2025 Present
  • 04/2016 → 06/2025
    Ameriprise Financial Services, Inc.
    Henderson, NV
  • 02/2014 → 12/2016
    College Of Southern Nevada
    Las Vegas, NV
  • 06/2025 → Present
    Las Vegas, NV
  • 06/2025 → Present
    Raymond James Financial Services, Inc.
    Las Vegas, NV
Previous Registrations
Other Businesses

(1) Name of Business: Toll Wealth Management Address: 8311 W Sunset Rd Ste 260, Las Vegas, NV, 89113-2209, United States Activity Type: Support Company - Non Owner Position/Title: Associate/Employee Investment Related: No Start Date: 06/05/2025 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: Registered CSA - administrative tasks

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-06-17
  • S66 Uniform Combined State Law Examination
    2016-06-17

View on SEC IAPD

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