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James Holden

Ep Wealth Advisors

Torrance, CA

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Current Employers
Ep Wealth Advisors

21535 Hawthorne Blvd Suite 400, Torrance, CA 90503 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-02-12
  • CA RA
    APPROVED
    Since 2025-02-12

Branch Locations

21535 Hawthorne Blvd Suite 400, Torrance, CA 90503 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Stifel Los Angeles CA 03/2016 12/2018
Ubs Financial Services Inc. Los Angeles CA 12/2018 07/2019
Morgan Stanley Los Angeles CA 08/2019 12/2021
Kayne Anderson Rudnick Investment Management Los Angeles CA 12/2021 01/2025
Vp Distributors Llc Los Angeles CA 01/2022 01/2025
Ep Wealth Advisors, Llc Torrance CA 01/2025 Present
  • 03/2016 → 12/2018
    Stifel
    Los Angeles, CA
  • 12/2018 → 07/2019
    Ubs Financial Services Inc.
    Los Angeles, CA
  • 08/2019 → 12/2021
    Morgan Stanley
    Los Angeles, CA
  • 12/2021 → 01/2025
    Kayne Anderson Rudnick Investment Management
    Los Angeles, CA
  • 01/2022 → 01/2025
    Vp Distributors Llc
    Los Angeles, CA
  • 01/2025 → Present
    Ep Wealth Advisors, Llc
    Torrance, CA
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-10-07
  • S66 Uniform Combined State Law Examination
    2017-10-07
Designations
Other Names
  • James Holden
  • James Walter Holden

View on SEC IAPD

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Other Offices

CHARLES SCHWAB & CO., INC. · Torrance, CA
SOUTH BAY FINANCIAL PARTNERS · TORRANCE, CA
EP WEALTH ADVISORS · TORRANCE, CA
STRATOS WEALTH PARTNERS, LTD · Torrance, CA
EDWARD JONES · Torrance, CA
AMERIPRISE FINANCIAL SERVICES, LLC · TORRANCE, CA
LPL FINANCIAL LLC · TORRANCE, CA
EDWARD JONES · TORRANCE, CA

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