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Kristin Anne Schroeder Cost

Cetera Investment Advisers LLC

Torrance, CA

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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2024-03-21
  • CA RA
    APPROVED
    Since 2024-03-21

Branch Locations

438 Amapola Avenue Suite 210, Torrance, CA 90501 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Mea Wealth Advisors El Segundo CA 03/2015 Present
Sft Properties Redondo Beach CA 01/2009 Present
Homemaker Mountain House CA 05/2004 Present
Cetera Advisors Llc Denver CO 11/2017 Present
Cetera Investment Advisers Llc Schaumburg IL 03/2024 Present
  • 03/2015 → Present
    Mea Wealth Advisors
    El Segundo, CA
  • 01/2009 → Present
    Sft Properties
    Redondo Beach, CA
  • 05/2004 → Present
    Homemaker
    Mountain House, CA
  • 11/2017 → Present
    Cetera Advisors Llc
    Denver, CO
  • 03/2024 → Present
    Schaumburg, IL
Other Businesses

(1) NAME OF OTHER BUSINESS: MEA WEALTH ADVISORS; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: DBA FOR FINANCIAL SERVICES; START DATE: 03/2016; POSITION/TITLE/RELATIONSHIP: DIRECTOR OF OPERATIONS; APX NUMBER OF HOURS PER WEEK: 40; APX NUMBER OF HOURS DURING TRADING HOURS: 32.5; BRIEF DESCRIPTION OF DUTIES: CREATING AND MANAGING EXISTING STANDARD OPERATING PROCEDURES, SALESFORCE ADMINISTRATION, APPOINTMENT AND PAPERWORK PREP; (2) NAME OF OTHER BUSINESS: NOTARY PUBLIC; INVESTMENT RELATED: NO; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: NOTARY PUBLIC; START DATE: 07/2017; POSITION/TITLE/RELATIONSHIP: NOTARY PUBLIC; APX NUMBER OF HOURS PER WEEK: 40; APX NUMBER OF HOURS DURING TRADING HOURS: 32.5; BRIEF DESCRIPTION OF DUTIES: NOTARIZE DOCUMENTS; (3) NAME OF OTHER BUSINESS: MARC E ANDERSON INC ; INVESTMENT RELATED: NO ; ADDRESS: SAME AS REGISTERED LOCATION ; NATURE OF BUSINESS: ADMINISTRATIVE SERVICES ; START DATE: 02/2020 ; POSITION/TITLE/RELATIONSHIP: DIRECTOR OF OPERATIONS; APX NUMBER OF HOURS PER WEEK: 40 ; APX NUMBER OF HOURS DURING TRADING HOURS: 32.5 ; BRIEF DESCRIPTION OF DUTIES: ASSISTING THE CEO WITH THE OPERATIONS AND HUMAN RESOURCES FOR MEA WEALTH ADVISORS (4) NAME OF OTHER BUSINESS: SFT PROPERTIES ; INVESTMENT RELATED: NO ; ADDRESS: 1006 YNEZ REDONDO BEACH, CA 90277 ; NATURE OF BUSINESS: INVESTMENT PROPERTY-APARTMENT AND HOME RENTAL START DATE: 07/1996 ; POSITION/TITLE/RELATIONSHIP: ASSISTANT PROPERTY MANAGER ; APX NUMBER OF HOURS PER WEEK: 5 ; APX NUMBER OF HOURS DURING TRADING HOURS: 5 ; BRIEF DESCRIPTION OF DUTIES: SHOW AVAILABLE UNITS, PROCESS APPLICATIONS, FIELD REPAIR CALLS ;

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-04-09
  • S66 Uniform Combined State Law Examination
    2018-04-09
Other Names
  • Kristin Anne Schroeder

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