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Aaron J Morgenstern

Ameriprise Financial Services, LLC

Valhalla, NY

Lagrangeville, NY

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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-04-16
  • NY RA
    APPROVED
    Since 2021-04-16

Branch Locations

100 Summit Lake Dr Ste 150, Valhalla, NY 10595 • United States

1342 Route 55, Lagrangeville, NY 12540-5113 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jpmorgan Securities Llc Hopewell Junction NY 03/2016 10/2017
General Nutrition Center Poughkeepsie NY 02/2013 05/2017
State University Of New York At New Paltz New Paltz NY 08/2014 Present
Jpmorgan Chase Bank Hopewell Junction NY 07/2013 10/2017
Keybank Jefferson Valley NY 10/2017 03/2018
Ameriprise Financial Services, Inc. Valhalla NY 04/2018 03/2020
Ameriprise Financial Services, Llc Valhalla NY 03/2020 Present
  • 03/2016 → 10/2017
    Jpmorgan Securities Llc
    Hopewell Junction, NY
  • 02/2013 → 05/2017
    General Nutrition Center
    Poughkeepsie, NY
  • 08/2014 → Present
    State University Of New York At New Paltz
    New Paltz, NY
  • 07/2013 → 10/2017
    Jpmorgan Chase Bank
    Hopewell Junction, NY
  • 10/2017 → 03/2018
    Keybank
    Jefferson Valley, NY
  • 04/2018 → 03/2020
    Ameriprise Financial Services, Inc.
    Valhalla, NY
  • 03/2020 → Present
    Ameriprise Financial Services, Llc
    Valhalla, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-07-30
S63 Uniform Securities Agent State Law Examination 2016-04-15
  • S66 Uniform Combined State Law Examination
    2018-07-30
  • S63 Uniform Securities Agent State Law Examination
    2016-04-15
Designations
Other Names
  • Aaron Judea Morgenstern

View on SEC IAPD

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Other Offices

WESTCHESTER CAPITAL MANAGEMENT, LLC · VALHALLA, NY
WESTCHESTER CAPITAL PARTNERS, LLC · VALHALLA, NY
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Valhalla, NY
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Valhalla, NY
CETERA INVESTMENT ADVISERS LLC · VALHALLA, NY
LPL ENTERPRISE, LLC · VALHALLA, NY
THE DAVID J. YVARS GROUP INC. · Valhalla, NY
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