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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-04-08
NY RA APPROVED 2022-03-30
  • TX RA
    APPROVED
    Since 2022-04-08
  • NY RA
    APPROVED
    Since 2022-03-30

Branch Locations

1342 Route 55, Lagrangeville, NY 12540-5113 • United States

100 Summit Lake Dr Ste 150, Valhalla, NY 10595 • United States

New York, NY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Llc Valhalla NY 08/2020 Present
Daversa Partners Washington DC 07/2019 07/2020
Boston College Chestnut Hill NY 08/2015 06/2019
Ameriprise Financial Services, Llc Valhalla NY 06/2017 01/2018
Other Businesses

Business Ownership; American Pharaoh LLC; Owner; Manage Ameriprise Business; 5 West 19th Street, Suite 8S, New York, NY, 10011; Investment-Related; 08/20/2025; 60 hours per month; 60 during trading hours / Justify LLC; Owner; I am a fiction author, having authored four novels with two more being released at the end of February. I receive royalties but they are next-to-nothing. This is the entity created to hold the royalties I make from my novels. In my original 2022 American Pharoah filing, I included authoring books as part of the activity but I hadn't written or released any books since then. I had to do a complete corporate change (with lawyers) to insure American Pharaoh LLC (September 2025) was complaint for Ameriprise HENCE why I was forced to create Justify LLC as a new entity. The book authoring activity was not updated in the American Pharaoh disclosures because I had to create a new entity to do that. The book authoring activity is being RESTARTED hence why I am disclosing my new entitiy now.; 5 West 19th Street, 8S, New York, NY, 10011; Not Investment-Related; 02/13/2026; 20 to 39 hours per month; 0 during trading hours. Real Estate License; Yes. Outside Employment; VMCK Associates; AFA; Manage advisory business; 100 Summit Lake Drive, Suite 150, Valhalla, NY, 10595; Investment-Related; 08/01/2020; 60 hours per month; 60 during trading hours / American Pharaoh LLC; Owner; Manage advisory business; 5 West 19th Street, Suite 8S, New York, NY, 10595; Investment-Related; 08/20/2025; 60 hours per month; 60 during trading hours. Other Business Activities; Vaughn Feighan Mediation; I want to provide mediation services to divorcing couples. I completed 40 hours of continuing education to receive the certificate.; 5 West 19th Street, , New York, NY, 10011; Not Investment-Related; 02/10/2025; 10 to 19 hours per month; 0 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-03-26
  • S66 Uniform Combined State Law Examination
    2022-03-26

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