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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-04-16
TX RA APPROVED_RES 2006-10-04
  • NY RA
    APPROVED
    Since 2021-04-16
  • TX RA
    APPROVED_RES
    Since 2006-10-04

Branch Locations

100 Summit Lake Dr Ste 150, Valhalla, NY 10595 • United States

1342 Route 55, Lagrangeville, NY 12540-5113 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Valhalla NY 09/2005 03/2020
Ameriprise Financial Services, Llc Valhalla NY 03/2020 Present
Other Businesses

Real Estate Ownership; Commercial; 1342 ROUTE 55, , Lagrangeville, NY, 12540; Not Investment-Related; 06/01/2013. Business Ownership; Hamilton 8890, LLC; Owner; Used to purchase a building to use as another office; 1342 Route 55, , Lagrangeville, NY, 12540; Not Investment-Related; 03/05/2013; 0 hours per month; 0 during trading hours / VMCK Associates, Inc.; Owner; This is a legal entity established for my AMPF practice to cover expenses and limit my liability.; 100 Summit Lake Dr, , Valhalla, NY, 10595; Not Investment-Related; 06/02/2010; 1 to 9 hours per month; 0 during trading hours. Outside Employment; VMCK Associates, Inc.; President - Owner; ; 100 Summit Lake Dr, , Valhalla, NY, 10595; Not Investment-Related; 06/02/2010; 60 hours per month; 1 to 9 during trading hours. Other Business Activities; Expert Witness; To provide expert witness information on financial planning in the divorce case of Neuman vs Neuman.; Blank Rome LLP, 1271 Avenue of Americas, New York, NY, 10020; Not Investment-Related; 03/21/2024; 1 to 9 hours per month; 1 to 9 during trading hours.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1992-01-06
  • S63 Uniform Securities Agent State Law Examination
    1992-01-06
Designations

View on SEC IAPD

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