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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-04-16 |
| TX | RA | APPROVED_RES | 2006-10-04 |
Branch Locations
100 Summit Lake Dr Ste 150, Valhalla, NY 10595 • United States
1342 Route 55, Lagrangeville, NY 12540-5113 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Valhalla | NY | 09/2005 | 03/2020 |
| Ameriprise Financial Services, Llc | Valhalla | NY | 03/2020 | Present |
Real Estate Ownership; Commercial; 1342 ROUTE 55, , Lagrangeville, NY, 12540; Not Investment-Related; 06/01/2013. Business Ownership; Hamilton 8890, LLC; Owner; Used to purchase a building to use as another office; 1342 Route 55, , Lagrangeville, NY, 12540; Not Investment-Related; 03/05/2013; 0 hours per month; 0 during trading hours / VMCK Associates, Inc.; Owner; This is a legal entity established for my AMPF practice to cover expenses and limit my liability.; 100 Summit Lake Dr, , Valhalla, NY, 10595; Not Investment-Related; 06/02/2010; 1 to 9 hours per month; 0 during trading hours. Outside Employment; VMCK Associates, Inc.; President - Owner; ; 100 Summit Lake Dr, , Valhalla, NY, 10595; Not Investment-Related; 06/02/2010; 60 hours per month; 1 to 9 during trading hours. Other Business Activities; Expert Witness; To provide expert witness information on financial planning in the divorce case of Neuman vs Neuman.; Blank Rome LLP, 1271 Avenue of Americas, New York, NY, 10020; Not Investment-Related; 03/21/2024; 1 to 9 hours per month; 1 to 9 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1992-01-06 |
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