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Ameriprise Financial Services, LLC CRD 6363
$660B regulatory AUM 124,349 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-07-23 |
Branch Locations
100 Summit Lake Dr Ste 150, Valhalla, NY 10595 • United States
1342 Route 55, Lagrangeville, NY 12540-5113 • United States
Fishkill, NY • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Valhalla | NY | 12/2007 | 03/2020 |
| Ameriprise Financial Services, Llc | Valhalla | NY | 03/2020 | Present |
Outside Employment; VMCK Associates, Inc; Associate Financial Advisor - Client Service; ; 100 Summit Lake Drive, Suite 150, , Valhalla, NY, 10595; Investment-Related; 12/27/2007; 40 to 59 hours per month; 60 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2006-09-29 |
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