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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-04-16 |
| TX | RA | APPROVED_RES | 2015-07-17 |
Branch Locations
100 Summit Lake Dr Ste 150, Valhalla, NY 10595 • United States
Pleasantville, NY • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Valhalla | NY | 09/2005 | 03/2020 |
| Ameriprise Financial Services, Llc | Valhalla | NY | 03/2020 | Present |
Business Ownership; DMA Associates; ; Educational Consulting and writing; 463 Old Sleepy Hollow RoadPleasantville, NY 10570, ,; ; 01/01/1995; 1 to 9 hours per month; . Board of Directors; Cabrini Housing Developement Corporation; Trustee; 220 E 19th Street, , New York, NY, 10003; Not Investment-Related; 02/01/2025; 1 to 9 hours per month; 0 during trading hours / Cabrini of Westchester Nursing Home; Trustee; 115 BroadwayDobbs Ferry, NY 10522, ,; Not Investment-Related; 01/01/2000; 1 to 9 hours per month; 1 to 9 during trading hours. Other Business Activities; The Carmelite System; A national organization of nursing homes and assisted living and independent living communities, sponsored by the Carmelite Sisters for the Aged and Infirm.; 646 Woods Road, , Germantown, NY, 12526; Investment-Related; 03/01/2025; 1 to 9 hours per month; 0 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1999-07-09 |
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